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SEC Filings
Recent Northern Trust filings with the Securities and Exchange Commission
- First Quarter 2013 - Form 10-Q
- Viewable XBRL files are available on the SEC website.
- Native Northern Trust XBRL files for use in your XBRL rendering or analytical software are also provided below.
- Section 16 filings
- Other SEC filings(with exhibits)
- Additional Interactive Data Filings
The above list does not include all of the filings that Northern Trust Corporation has made with the Securities and Exchange Commission ("SEC"). The filings that appear on this Web site are presented to those accessing this Web site as general information about Northern Trust Corporation and not in connection with any sale or offer to sell or solicitation of an offer to buy any securities. Northern Trust Corporation may not update the above list of filings and does not assume any duty of disclosure beyond that required by law. Web site users should note that the periodic reports filed by Northern Trust Corporation with the SEC include disclosure of uncertainties that may affect Northern Trust Corporation's future results. Statements made in the above listed filings and other periodic filings made by Northern Trust Corporation with the SEC should be read in the context of the complete documents in which they appear, including any documents incorporated by reference. Northern Trust assumes no duty to update any forward-looking statements appearing on its Web site or contained in its SEC filings.
Call and Y9C Reports
Northern Trust Corporation
• Y9C Report First Quarter 2013
• Y9C Report Fourth Quarter 2012
• Y9C Report Third Quarter 2012
• Y9C Report Second Quarter 2012
• Y9C Report First Quarter 2012
• Y9C Report Fourth Quarter 2011
• Y9C Report Third Quarter 2011
• Y9C Report Second Quarter 2011
• Y9C Report First Quarter 2011
The Northern Trust Company
• Call Report First Quarter 2013
• Balance Sheet First Quarter 2013
• Call Report Fourth Quarter 2012
• Balance Sheet Fourth Quarter 2012
• Call Report Third Quarter 2012
• Balance Sheet Third Quarter 2012
• Call Report Second Quarter 2012
• Balance Sheet Second Quarter 2012
• Call Report First Quarter 2012
• Balance Sheet First Quarter 2012
• Call Report Fourth Quarter 2011
• Balance Sheet Fourth Quarter 2011
• Call Report Third Quarter 2011
• Balance Sheet Third Quarter 2011
• Call Report Second Quarter 2011
• Call Report First Quarter 2011
Basel II Pillar 3 Disclosures
Basel II Pillar 3 disclosures relate to the activities of the following regulated entities of Northern Trust Corporation and The Northern Trust Company:
Market Risk Rule Disclosure