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Financial Intermediary
Learn about asset management solutions designed for Retirement Plan Advisors, TAMPs/Outsourcing Providers, Subadvisory Program Sponsors, RIAs/Financial Advisors and Trust Institutions.
Institutional
Learn about asset management solutions including: global index management, active equity and fixed income, target retirement date funds, and manager of manager programs.
Individual
Get answers to your investment challenges with asset management capabilities including alternatives, exchange traded funds, fixed income, mutual funds and tax-advantaged equity.
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SEC and Other Regulatory Filings

 
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SEC Filings

Recent Northern Trust filings with the Securities and Exchange Commission

 

Call and Y9C Reports

Northern Trust Corporation

Y9C Report First Quarter 2014
Y9C Report Fourth Quarter 2013
Y9C Report Third Quarter 2013
Y9C Report Second Quarter 2013
Y9C Report First Quarter 2013
Y9C Report Fourth Quarter 2012
Y9C Report Third Quarter 2012
Y9C Report Second Quarter 2012
Y9C Report First Quarter 2012
Y9C Report Fourth Quarter 2011
Y9C Report Third Quarter 2011
Y9C Report Second Quarter 2011
Y9C Report First Quarter 2011

The Northern Trust Company

Call Report First Quarter 2014
Balance Sheet First Quarter 2014
Call Report Fourth Quarter 2013
Balance Sheet Fourth Quarter 2013
Call Report Third Quarter 2013
Balance Sheet Third Quarter 2013
Call Report Second Quarter 2013
Balance Sheet Second Quarter 2013
Call Report First Quarter 2013
Balance Sheet First Quarter 2013
Call Report Fourth Quarter 2012
Balance Sheet Fourth Quarter 2012
Call Report Third Quarter 2012
Balance Sheet Third Quarter 2012
Call Report Second Quarter 2012
Balance Sheet Second Quarter 2012
Call Report First Quarter 2012
Balance Sheet First Quarter 2012
Call Report Fourth Quarter 2011
Balance Sheet Fourth Quarter 2011
Call Report Third Quarter 2011
Balance Sheet Third Quarter 2011
Call Report Second Quarter 2011
Call Report First Quarter 2011

Basel Pillar 3 Disclosures

 Basel Pillar 3 disclosures relate to the activities of the following regulated entities of Northern Trust Corporation and The Northern Trust Company:

Market Risk Rule Disclosure

Northern Trust Luxembourg Management Company

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