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Financial Intermediary
Learn about asset management solutions designed for Retirement Plan Advisors, TAMPs/Outsourcing Providers, Subadvisory Program Sponsors, RIAs/Financial Advisors and Trust Institutions.
Institutional
Learn about asset management solutions including: global index management, active equity and fixed income, target retirement date funds, and manager of manager programs.
Individual
Get answers to your investment challenges with asset management capabilities including alternatives, exchange traded funds, fixed income, mutual funds and tax-advantaged equity.
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Forms Library

 
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Access Forms for Your Investment Needs

All forms are in a PDF format. To view PDF files you need the free Adobe Acrobat Reader installed on your computer. Please read the prospectus carefully before filling out an application or sending money.

Select your form from General Forms or IRA Forms.

General Forms

Customer Support & Account Services Frequently Asked Questions
Answers to some of the most commonly asked questions.

Account Maintenance Request
To update an investor's account, address, payment or billing information.

Asset Transfer Form
Transfer assets from an external mutual fund company directly to Northern Funds.

Purchase Application
To open a new account, complete this form online and print it.

NF Investment and Change of Address Form
Use this form for new investments or for change of address requests.

Letter of Instruction
Use this form for specific account requests that require a Medallion Signature Guarantee.

Redemption Form
Use to request a one-time redemption from nonretirement accounts.

Statement Customization Form
Consolidate your Northern Funds accounts with the same address on one statement.

Systematic Withdrawal Plan Form
Systematically redeem money from your Northern Funds account, sent to an address or via ACH to a bank, on a monthly or quarterly basis.

Trading Authorization Form
Authorize trading of accounts to someone other than the registered owner(s).

Transfer on Death
Transfer on Death (TOD) enables a security owner, while retaining all normal rights of ownership during his/her lifetime, to designate an individual(s) who will automatically become the security owner on the death of the current owner.

 

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IRA Forms

IRA Frequently Asked Questions
Answers to some of the most commonly asked questions.

Traditional IRA application
Open a new Traditional IRA with Northern Funds.

Traditional IRA Custodial Agreement/Disclosure Statement

Roth IRA Application
Open a new Roth IRA with Northern Funds.

Roth IRA Custodial Agreement/Disclosure Statement

Education Savings Account Application
Open a new Education Savings Account with Northern Funds.

ESA Custodial Agreement/Disclosure Statement

IRA Transfer/Rollover Form
Use to transfer funds from an existing IRA or when directly rolling over a retirement plan distribution to a Northern Funds IRA. (Please send this form with your IRA Application or existing Northern Funds IRA account number.)

Roth IRA Transfer/Rollover Form
Use to transfer funds from an existing traditional or Roth IRA to a Northern Funds Roth IRA. (Please send this form with your IRA Application or existing Northern Funds IRA account number.)

IRA Distribution Request Form--Use with all IRA types including: Traditional, Roth and SEP IRAs.
This form should be used with:

IRA Distribution Calculation Worksheet
Calculate the distribution amount you must take from your IRAs.

IRA Distribution Request Form Guide
Guide to requesting a distribution.

IRA Distribution Request Form--Use with Education Savings Accounts only.
This form should be used with:

IRA Distribution Calculation Worksheet
Calculate the distribution amount you must take from your IRAs.

IRA Distribution Request Form Guide
Guide to requesting a distribution.

IRA Beneficiary Designation Form
Form to designate or change beneficiary.

 

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Not FDIC insured | May lose value | No bank guarantee

An investment in Northern Funds is not insured by the FDIC, and is not a deposit or obligation of, or guaranteed by The Northern Trust Company or any affiliate. An investment in Northern Funds involves risks, including possible loss of principal.

Please carefully read the prospectus and summary prospectus and consider the investment objectives, risks, charges and expenses of Northern Funds before investing. Call 800-595-9111 to obtain a prospectus and summary prospectus, which contains this and other information about the funds.

Shares of the Northern Funds are offered only by a current Prospectus and are intended solely for persons to whom shares of US registered funds may be sold. This site shall not constitute an offer to sell or the solicitation of an offer to buy nor shall there be any sale of shares of the Northern Funds in any jurisdiction in which such offer, solicitation or sale would be unlawful.

©2014 Northern Funds | Northern Funds are distributed by Northern Funds Distributors, LLC, not affiliated with Northern Trust.