Account Resources
Forms
Access Forms for Your Investment Needs
General Forms
Customer Support & Account Services Frequently Asked QuestionsAnswers to some of the most commonly asked questions.
Account Maintenance Request
To
update an investor's account, address, payment or billing information.
Asset Transfer Form
Transfer assets from an external
mutual fund company directly to Northern Funds.
Purchase Application
To open a
new account, complete this form online and print it.
NF Investment and Change of Address Form
Use this form for new investments or for change of address requests.
Letter of Instruction
Use this
form for specific account requests that require a Medallion Signature Guarantee.
Redemption Form
Use to request a one-time redemption
from non-retirement accounts.
Statement Customization Form
Consolidate your Northern
Funds accounts with the same address on one statement.
Systematic Withdrawal Plan Form
Systematically
redeem money from your Northern Funds account, sent to an address or via ACH to a
bank, on a monthly or quarterly basis.
Trading Authorization Form
Authorize trading of
accounts to someone other than the registered owner(s).
Transfer on Death
Transfer on Death
(TOD) enables a security owner, while retaining all normal rights of ownership during
his/her lifetime, to designate an individual(s) who will automatically become the
security owner on the death of the current owner.
CERTIFICATION REGARDING BENEFICIAL OWNERS OF LEGAL ENTITY CUSTOMERS
IRA Forms
IRA Frequently Asked Questions
Answers to some
of the most commonly asked questions.
Traditional IRA application
Open
a new Traditional IRA with Northern Funds.
Traditional IRA Custodial Agreement/Disclosure Statement
Roth IRA Application
Open a new Roth IRA with Northern
Funds.
Roth IRA Custodial Agreement/Disclosure Statement
Education Savings Account Application
Open a new
Education Savings Account with Northern Funds.
ESA Custodial Agreement/Disclosure Statement
IRA Transfer/Rollover Form
Use to transfer funds
from an existing IRA or when directly rolling over a retirement plan distribution
to a Northern Funds IRA. (Please send this form with your IRA Application or existing
Northern Funds IRA account number.)
Roth IRA Transfer/Rollover Form
Use
to transfer funds from an existing traditional or Roth IRA to a Northern Funds Roth
IRA. (Please send this form with your IRA Application or existing Northern Funds IRA
account number.)
IRA Distribution Request Form--Use with
all IRA types including: Traditional, Roth and SEP IRAs.
This form should
be used with:
Calculate the distribution amount you must take from your IRAs.
Guide to requesting a distribution.
IRA Distribution Request Form--Use with
Education Savings Accounts only.
This form should be used with:
Calculate the distribution amount you must take from your IRAs.
Guide to requesting a distribution.
IRA Beneficiary Designation Form
Form to designate
or change beneficiary.