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Regulatory Services

Helping you stay ahead of regulatory change

Northern Trust delivers the expertise and support you need to stay ahead of regulatory change. As regulations expand and compliance challenges grow, we’re here to help you stay compliant and focused on your business.

Regulatory Expertise


Regulatory support is a dedicated function at Northern Trust, not an additional responsibility. Our team focuses exclusively on regulatory matters, providing insight, guidance and services to help clients with their compliance needs.


Perspectives Across Regulations and Jurisdictions


Our Regulatory Services team covers a range of institutional compliance matters and jurisdictions. We take a holistic approach to managing your specific regulatory obligations, rather than placing experts in silos by sector or jurisdiction.


Comprehensive Regulatory Services


In addition to data, reporting and filing services, we focus on delivering the information you need to stay on top of regulatory change. Through workshops, seminars, newsletters and commentary, we provide you with insights on both the challenges and opportunities in current and upcoming regulation.

 

Trends in Asset Servicing


Preparing for Initial Margin on Uncleared Derivatives

Listen to Northern Trust and external experts as they make sense of the implications of posting initial margin on derivatives transactions, outline steps to take to meet compliance, explain how to ensure legal documentation is fit for purpose and address the key operational issues.

Our Clients

Our Asset Servicing group offers services and solutions to a wide range of clientele. Some of our key clients include: