Skip to content
    1. Overview
    2. Alternative Managers
    3. Consultants
    4. Corporations
    5. Family Offices
    6. Financial Advisors
    7. Financial Institutions
    8. Insurance Companies
    9. Investment Managers
    10. Nonprofits
    11. Pension Funds
    12. Sovereign Entities
  1. Contact Us
  2. Search

Regulatory Services

A chart displaying regulatory compliance

Helping you stay ahead of regulatory change

Contact us image depicting a set of hands moving on a laptop's keyboard

Contact Us

Want to learn more? Contact us to speak with a representative.

Follow Us

Follow Northern Trust Asset Servicing's Insights

T+1 Settlement Cycle

Here’s what you need to know about the upcoming changes. For more information, please reach out to us.

    Northern Trust delivers the expertise and support you need to help you remain in compliance with regulatory change. As regulations expand and compliance challenges grow, we’re here to help you stay compliant and focused on your business.

    Regulatory Expertise


    Regulatory support is a dedicated function at Northern Trust, not an additional responsibility. Our team focuses exclusively on regulatory matters, providing insight, guidance and services to help clients with their compliance needs.


    Perspectives Across Regulations and Jurisdictions


    Our Regulatory Services team covers a range of institutional compliance matters and jurisdictions. We take a holistic approach to managing your specific regulatory obligations, rather than placing experts in silos by sector or jurisdiction.


    Comprehensive Regulatory Services


    In addition to data, reporting and filing services, we focus on delivering the information you need to stay on top of regulatory change. Through workshops, seminars, newsletters and commentary, we provide you with insights on both the challenges and opportunities in current and upcoming regulation.

     

    Trends in Asset Servicing


    Would T+0 be possible today, and if so, how?

    SEC Adopts Amendments to Beneficial Ownership Reporting

    In October 2023, the Securities and Exchange Commission (“SEC”) adopted two rules governing shareholder disclosure requirements for the United States.


    © 2024 Northern Trust Corporation. Head Office: 50 South La Salle Street, Chicago, Illinois 60603 U.S.A. Incorporated with limited liability in the U.S. Products and services provided by subsidiaries of Northern Trust Corporation may vary in different markets and are offered in accordance with local regulation. For more information, read our legal and regulatory information about individual market offices. This material is directed to professional clients only and is not intended for retail clients. For Asia-Pacific markets, it is directed to expert, institutional, professional or wholesale clients or investors only and should not be relied upon by retail clients or investors. Issued in the United Kingdom by Northern Trust Securities LLP and in Australia by Northern Trust Securities Australia Pty Ltd.

    Our Clients

    Our Asset Servicing group offers services and solutions to a wide range of clientele. Some of our key clients include: