The Northern Trust Company ("Northern Trust"), as a provisionally-registered swap dealer regulated by the U.S. Commodity Futures Trading Commission, is required to provide disclosures to certain of our counterparties and prospective counterparties entering into certain types of over-the-counter swap transactions. Provided below are documents that describe certain material characteristics of swaps that we may enter into with you, including the material risks of such swaps and the material incentives and conflicts of interest that we may have with respect to such swaps. Also provided are documents that contain certain material economic terms of swaps that we may enter into with you.
The disclosures on this website are broad in order to cover a wide range of terms, conditions, and product types. Some disclosures may not necessarily apply to the type of transaction which you are entering or considering. Please review the General Disclosure Statement as well as all other relevant disclosures prior to entering into any swap with Northern Trust.
These documents are not intended to be or to contain legal advice. Nothing in the material or disclosures made available to you on this website shall amend or supersede the express terms of any written or oral agreement or the express terms of any transaction between you and Northern Trust, or any related governing documentation.
In accordance with CFTC § 23.201(b)(3) you may direct any complaint concerning a partner, member, officer, employee, or agent of Northern Trust to the physical address, email address or telephone number below:
Swaps Compliance Manager
50 S. LaSalle St.
Chicago, IL 60603
Telephone: (312) 557-9053
Please check this website from time to time, as the disclosure statements provided herein may change without prior notice to you.
Foreign Exchange Disclosures:
Interest Rate Swaps Disclosures: