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Agency Securities Lending
Securities Lending can play a key role in your investment portfolio and risk management strategy. Northern Trust can help you extract the highest amount of intrinsic value from lending securities given your risk parameters.

 

Optimize the Value of Your Portfolio

Achieve Incremental Returns

Take advantage of dynamic borrower demand for the intrinsic value of your portfolio holdings. Revenue generated from lending fees and earnings on the reinvestment of cash collateral adds alpha to your portfolio.

Actively Manage Risk Through All Market Environments

Calibrate the degree of risk to achieve your specific objectives leveraging our robust risk management framework and expertise.   

Tailored Lending Solutions

Customize parameters to align your lending program with your risk preferences.

Northern Trust's Program

We have a 40+ year track record of providing superior Securities Lending services and are fully committed to Securities Lending as one of our core businesses, allowing us to continuously invest in our business and clients.

Our Agency Securities Lending program operates as one global team, with an average of 15+ years of trading experience and 20+ years of management experience across a team of Securities Lending experts.

Our trading desks are located in Chicago, Hong Kong, London, Sydney and Toronto, providing 24-hour global coverage and local expertise.

 

 

Technology-Powered Solutions

Achieve Returns


A key component to driving greater returns is our global integrated platform, which enables us to optimally connect our clients’ supply to borrower demand with a high level of automation.

We consistently seek new opportunities and operate a variety of lending programs for the benefit of our clients, including open trades, term trades, directed lending, auctions/exclusives and high intrinsic lending.

 

Manage Risk and Regulations


Risk management is a key aspect of our program. Our business line, dedicated risk management group and independent senior oversight committees take a qualitative and quantitative approach to assess, measure and monitor risk.

To offer robust solutions for our clients’ regulatory obligations, our team maintains consistent and broad engagements with regulators and industry associations.

 

Tailored Lending Solutions

Our dedicated Agency Securities Lending team provides a consultative approach, delivering solutions to fit each client’s risk tolerance and legal structure requirements.

 

CLIENTS CAN SELECT PROGRAM OPTIONS SUCH AS:

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Non-Cash Collateral

Collateral options range from government or corporate debt or equities; title transfer or pledge

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Cash Collateral

Flexible cash investment guidelines in both pooled and separately managed accounts

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Borrowers

Select from 75+ parent borrowers approved by Northern Trust’s counterparty risk group 

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Program Parameters

Set lending parameters to focus on high intrinsic trading, select participating accounts, markets or specific securities  

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Bespoke Solutions

Support for clients with third party custodians as well as those who wish to optimize their inventory by supplementing agency lending with directed lending, peer to peer and borrowing  

More Insights

The Canadian securities lending market has always held a strong position but how did it react to the significant volatility triggered by the COVID-19 pandemic and what does the future look like in terms of economic recovery?

Mark Coker joined the Securities Finance Times panel to discuss key trends in the US securities lending market including markets performance, regulatory impacts, sustainable lending demands and opportunities moving into 2022.

SECURITIES FINANCE LEADERS

Lori Paris

Lori is Senior Vice President and Head of Client Management, North America in Securities Finance at Northern Trust based in Chicago.

Contact Us

Want to learn more? Contact us to speak with one of our experts.

©2022 Northern Trust Corporation. Head Office: 50 South La Salle Street, Chicago, Illinois 60603 U.S.A. Incorporated with limited liability as an Illinois corporation under number 0014019. Products and services provided by subsidiaries of Northern Trust Corporation may vary in different markets and are offered in accordance with local regulation. This material is directed to professional clients only and is not intended for retail clients. For Asia-Pacific markets, it is directed to expert, institutional, professional and wholesale clients or investors only and should not be relied upon by retail clients or investors. For legal and regulatory information about our offices and legal entities, visit northerntrust.com/disclosures. The following information is provided to comply with local disclosure requirements: The Northern Trust Company, London Branch, Northern Trust Global Investments Limited, Northern Trust Securities LLP and Northern Trust Investor Services Limited, 50 Bank Street, London E14 5NT. Northern Trust Global Services SE, 10 rue du Château d’Eau, L-3364 Leudelange, Grand-Duché de Luxembourg, incorporated with limited liability in Luxembourg at the RCS under number B232281; Northern Trust Global Services SE UK Branch, 50 Bank Street, London E14 5NT; Northern Trust Global Services SE Sweden Bankfilial, Ingmar Bergmans gata 4, 1st Floor, 114 34 Stockholm, Sweden; Northern Trust Global Services SE Netherlands Branch, Viñoly 7th floor, Claude Debussylaan 18 A, 1082 MD Amsterdam; Northern Trust Global Services SE Abu Dhabi Branch, registration Number 000000519 licenced by ADGM under FSRA #160018; Northern Trust Global Services SE Norway Branch, 3rd Floor, Haakon VII's Gate 6, 0161 Oslo, Norway; Northern Trust Global Services SE, Leudelange, Luxembourg, Zweigniederlassung Basel is a branch of Northern Trust Global Services SE (itself authorised by the ECB and subject to the prudential supervision of the ECB and the CSSF). The Branch has its registered office at Grosspeter Tower, Grosspeteranlage 29, 4052 Basel, Switzerland, and is authorised and regulated by the Swiss Financial Market Supervisory Authority FINMA. The Northern Trust Company Saudi Arabia, PO Box 7508, Level 20, Kingdom Tower, Al Urubah Road, Olaya District, Riyadh, Kingdom of Saudi Arabia 11214-9597, a Saudi Joint Stock Company – capital 52 million SAR. Regulated and Authorised by the Capital Market Authority License #12163-26 CR 1010366439. Northern Trust (Guernsey) Limited (2651)/Northern Trust Fiduciary Services (Guernsey) Limited (29806)/Northern Trust International Fund Administration Services (Guernsey) Limited (15532) Registered Office: Trafalgar Court, Les Banques, St Peter Port, Guernsey GY1 3DA. Northern Trust International Fund Administration Services (Ireland) Limited (160579)/Northern Trust Fiduciary Services (Ireland) Limited (161386),  Registered Office: Georges Court, 54-62 Townsend Street, Dublin 2, D02 R156, Ireland.