Skip to content

Northern Trust Securities, Inc.

Complement Your Plan with Brokerage Services.

Online Services
Manage your accounts - and get answers when you need them - on your terms with Private Passport.
Mitchell B. Thornton

Mitchell B. Thornton

Brokerage Practice Lead
Mitchell is responsible for the strategic vision and implentation of the brokerage platform for Northern Trust’s Wealth Management business. He is an active member of Securities Industry and Financial Markets Association (SIFMA) and Bank Insurance and Securities Association (BISA).

Through an account with our brokerage affiliate, Northern Trust Securities, Inc., you can invest with as little or as much help from us as you need. Whether you want complex advice, resources to help make your own decisions, or trade execution, we can tailor our services to meet your goals and complement your broader wealth plan.

Video: Partner with Experts Attuned to Your Needs (2:00)


Related Content

Learn what opportunities might exist to complement your wealth plan with suitable, custom brokerage services.

Understand what it is and why it may matter more than commissions.

Advance Your Plan With The Right Solutions

Work with a team that understands your needs

As part of a business unit focused solely on private wealth management, our brokerage team is uniquely positioned to tailor its advice and service to meet your goals.

Access a full range of investment products and services

Northern Trust Securities, Inc. provides a full array of solutions that reflect our firm’s focus on meeting the unique needs of affluent clients. This includes everything from complex hedging strategies to more basic needs, such as college savings vehicles. It also includes full integration with the broader expertise and services of our wealth management business.

Experience excellent service

We relentlessly strive to provide exceptional service to our clients. This commitment is ingrained in our culture and instrumental to our success.


Read our Business Continuity Notice

Form CRS

NTSI Disclosure Document

SEC Order Execution Routing Disclosures

FINRA Broker Check

FINRA Securities Helpline for Seniors

Margin Disclosure Statement

© 2020 Northern Trust Corporation. Head Office: 50 South La Salle Street, Chicago, Illinois 60603 U.S.A. Incorporated with limited liability in the U.S.

Securities products and services are sold by registered representatives of Northern Trust Securities, Inc., (member FINRA, SIPC), a registered investment advisor and wholly owned subsidiary of Northern Trust Corporation. Investments, securities products and brokerage services.


Bank Deposit Sweep Program Disclosure Document

Bank Deposit Sweep Program Rate Sheet