Northern Trust Logo
 

Investment Compliance Monitoring

 
.
 
 
 
 
 
 
 
 
.

Intuitive solutions to your expanding needs

Today, investment governance is under ever-greater regulatory scrutiny and transparency is paramount.

Understand the investment activities carried out on your behalf in real time. Avoid and identify breaches of your rules and quickly engage investment managers to resolve issues.

Powerful technology to monitor compliance with your investment guidelines

Using new and innovative technology, we have rebuilt our post-trade compliance platform, including the Compliance Analyst® monitoring system and the Compliance RADAR™ workflow tool, to deliver transparency and control across your investments quickly and intuitively. Monitor adherence to guidelines easily using quality data and powerful automation.

  • Identify and correct issues before they become breaches
  • Gain greater control by creating rules which accurately reflect your investment guidelines
  • Resolve issues faster with intuitive tools that allow you to swiftly investigate what has happened
  • Work together online with your team in real time, sharing notes and creating an audit trail


Douglas Gee

Douglas Gee

Head of Business Development Europe, Middle East and Africa
person icon
View Profile
.
+44 (0)207 982 2376
.
Hide Profile
Douglas Gee

Douglas Gee

Head of Business Development Europe, Middle East and Africa
 
Douglas joined Northern Trust in 2008 and has over 19 years of business development experience, the last seven of which have been spent in the banking and asset servicing industry. Douglas is currently responsible for leading Northern Trust’s EMEA business development group in London. He manages sales teams in Stockholm, Amsterdam, London, Dublin, Luxembourg, Channel Islands and the Middle East, responsible for offering the breath of Northern Trust’s asset servicing and capital markets solutions to both asset owner and asset manager communities. 

Prior to assuming this responsibility in September 2015, Douglas spent four years leading Northern Trust’s Institutional Investor Group (IIG) Business Development team for UK, Ireland and latterly Africa, with responsibility for offering Northern Trust’s services to pension fund, insurance, sovereign wealth fund, central banking and charity sectors. 

Douglas has been instrumental in maintaining and developing Northern Trust's focus on the pension fund industry and works with Northern Trust’s Retirement Solution Practice, an advisory group dedicated to helping institutions navigate the complexities of the global retirement market.

Prior to joining Northern Trust, Douglas worked in the IT industry for 12 years, specialising in business development for Morse Group Plc and Computacenter Plc.

He earned a B.Sc. degree, with honours, in Computer Sciences and Politics from University of West England, Bristol, having previously attended Winchester College.
For more information, please provide your contact information.

Please enter a First Name
Please enter a Last Name
Please enter a Company
.
 
 
 
 
 
 
 
.

© 2018 Northern Trust Corporation. Head Office: 50 South La Salle Street, Chicago, Illinois 60603 U.S.A. Incorporated with limited liability in the U.S. Products and services provided by subsidiaries of Northern Trust Corporation may vary in different markets and are offered in accordance with local regulation. For legal and regulatory information about our offices and legal entities, visit northerntrust.com/disclosures.

This material is directed to professional clients only and is not intended for retail clients. For Asia-Pacific markets, it is directed to institutional investors, expert investors and professional investors only and should not be relied upon by retail investors.