Financial Information and Regulatory Disclosures

Investor Relations Financial Performance Shareholder & Stock Information Credit Ratings and Analyst Coverage Corporate Governance Annual Reports

Earnings, Financial Supplements, Filings, Disclosures and Credit Ratings.

EARNINGS RELEASES AND FINANCIAL TRENDS SEC, 10K, 10Q Call and Y9C Reports Basel Pillar 3 Disclosures Liquidity Coverage Ratio Disclosure Dodd-Frank Act Stress Test Disclosure Global Tax Strategy

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Mark Bette

Senior Vice President, Director of Investor Relations

SEC Filings Alerts

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2020 Annual Report

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Form 10-K for the Year Ended December 31, 2020 [PDF]

2021 Proxy Statement

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Definitive Proxy Statement [PDF]

Annual Report Archive

EARNINGS RELEASES

Recent Earnings and Trends

Q1 Earnings Report

First Quarter 2021 Earnings – Tuesday, April 20th at 8:00am CT

Read Press Release

Presentation Slides

Listen to the Webcast

Q1 Trends Report

First Quarter 2021 Earnings – Tuesday, April 20th at 8:00am CT

PDF Download

Excel Download

Earnings and Trends Archive

Past Earnings Releases

Fourth Quarter 2020 Earnings Release

Third Quarter 2020 Earnings Release

Second Quarter 2020 Earnings Release

First Quarter 2020 Earnings Release

Past Trends Report

Fourth Quarter 2020 Earnings Trends Report [PDF]

Fourth Quarter Earnings Trends Report [Excel]

SEC & REGULATORY FILINGS

SEC Filings

Recent Northern Trust filings with the Securities and Exchange Commission

First Quarter - 2021

Viewable XBRL files are available on the SEC website.
Section 16 filings
SEC Filings Archive (with exhibits)
2020 Form 10-K
Viewable XBRL files are available on the SEC website.
Third Quarter - 2020
Viewable XBRL files are available on the SEC website.
Second Quarter - 2020
Viewable XBRL files are available on the SEC website.
First Quarter - 2020
Viewable XBRL files are available on the SEC website.
Call and Y9C Reports
Northern Trust Corporation
The Northern Trust Company
Basel Pillar 3 Disclosures
Pillar 3 requires qualitative and quantitative descriptions of capital structure, capital adequacy, internal control processes, risk management and the nature of underlying risks. The purpose of Pillar 3 disclosures is to provide information on banking institutions’ regulatory capital and risk management practices.
Below are links to the Basel Pillar 3 reports of Northern Trust Corporation and its non-U.S. legal entities for which publication on our website is required or recommended by regulators.
Market Risk Rule Disclosure
Liquidity Coverage Ratio Disclosure
Dodd-Frank Act Stress Test Disclosure
- 2020 Dodd-Frank Act Annual Stress Test Disclosure
- 2019 Dodd-Frank Act Mid-Cycle Stress Test Disclosure
Global Tax Strategy
- Global Tax Strategy 2020