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Financial Information and Regulatory Disclosures

Investor RelationsFinancial PerformanceShareholder & Stock InformationCredit Ratings and Analyst CoverageCorporate GovernanceAnnual Reports

Earnings, Financial Supplements, Filings, Disclosures and Credit Ratings.

EARNINGS RELEASES AND FINANCIAL TRENDSSEC, 10K, 10QCall and Y9C ReportsBasel Pillar 3 DisclosuresLiquidity Coverage Ratio DisclosureDodd-Frank Act Stress Test DisclosureGlobal Tax Strategy
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Jennifer Childe image

Jennifer Childe, CFA

Senior Vice President, Director of Investor Relations

Briar Rose

Vice President, Investor Relations

2021 Annual Report

View Interactive Version
Form 10-K for the Year Ended December 31, 2021 [PDF]

2022 Proxy Statement

View Interactive Version
Definitive Proxy Statement [PDF]
ANNUAL REPORT ARCHIVE
 

EARNINGS RELEASES

Recent Earnings and Trends

Q3 Earnings Report

Third Quarter 2022 Earnings – Wednesday, October 19th at 9:00 a.m. (CT)

Read Press Release
Presentation Slides
Listen to the Webcast

Q3 Trends Report

Third Quarter 2022 Earnings – Wednesday, October 19th at 9:00 a.m. (CT)

PDF Download
Excel Download

Earnings and Trends Archive

 

Past Earnings Releases

Second Quarter 2022 Earnings Release
First Quarter 2022 Earnings Release
Fourth Quarter 2021 Earnings Release
Third Quarter 2021 Earnings Release

Past Trends Report

Second Quarter 2022 Earnings Trends Report [PDF]
Second Quarter 2022 Earnings Trends Report [Excel]

SEC & REGULATORY FILINGS

 

SEC Filings

Recent Northern Trust filings with the Securities and Exchange Commission

SEC Filings Archive (with exhibits)

Call and Y9C Reports

Northern Trust Corporation

The Northern Trust Company

 

Basel Pillar 3 Disclosures

Pillar 3 requires qualitative and quantitative descriptions of capital structure, capital adequacy, internal control processes, risk management and the nature of underlying risks. The purpose of Pillar 3 disclosures is to provide information on banking institutions’ regulatory capital and risk management practices.

Below are links to the Basel Pillar 3 reports of Northern Trust Corporation and its non-U.S. legal entities for which publication on our website is required or recommended by regulators.

 

 

Market Risk Rule Disclosure

 

Liquidity Coverage Ratio Disclosure

 

Dodd-Frank Act Stress Test Disclosure

 

Global Tax Strategy