Financial Information and Regulatory Disclosures

Pillar 3 requires qualitative and quantitative descriptions of capital structure, capital adequacy, internal control processes, risk management and the nature of underlying risks. The purpose of Pillar 3 disclosures is to provide information on banking institutions’ regulatory capital and risk management practices.

Below are links to the Basel Pillar 3 reports of Northern Trust Corporation and its non-U.S. legal entities for which publication on our website is required or recommended by regulators.

Financial Information and Regulatory Disclosures

Earnings, Financial Supplements, Filings, Disclosures and Credit Ratings.

Mark Bette

Senior Vice President, Director of Investor Relations

Briar Rose

Vice President, Investor Relations

2020 Annual Report

2021 Proxy Statement

EARNINGS RELEASES

Recent Earnings and Trends

Q4 Earnings Report

Q4 Trends Report

Earnings and Trends Archive

Past Earnings Releases

Past Trends Report

SEC & REGULATORY FILINGS

SEC Filings

Call and Y9C Reports

Basel Pillar 3 Disclosures

Market Risk Rule Disclosure

Liquidity Coverage Ratio Disclosure

Dodd-Frank Act Stress Test Disclosure

Global Tax Strategy