Financial Information and Regulatory Disclosures
Earnings, Financial Supplements, Filings, Disclosures and Credit Ratings.
2020 Proxy Statement
2019 Annual Report
Q3 Earnings Report
Third Quarter 2020 Earnings – Wednesday, October 21st at 9:00am CT
Q3 Trends Report
Third Quarter 2020 Earnings – Wednesday, October 21st at 9:00am CT
Recent Northern Trust filings with the Securities and Exchange Commission
- Second Quarter - 2020
- Viewable XBRL files are available on the SEC website.
- Section 16 filings
Northern Trust Corporation
- Y9C Report Second Quarter 2020
- Y9C Report First Quarter 2020
- Y9C Report Fourth Quarter 2019
- Y9C Report Third Quarter 2019
- Y9C Report Second Quarter 2019
- Y9C Report First Quarter 2019
- Y9C Report Fourth Quarter 2018
- Y9C Report Third Quarter 2018
- Y9C Report Second Quarter 2018
- Y9C Report First Quarter 2018
- Y9C Report Fourth Quarter 2017
- Y9C Report Third Quarter 2017
- Y9C Report Second Quarter 2017
- Y9C Report First Quarter 2017
- Y9C Report Fourth Quarter 2016
- Y9C Report Third Quarter 2016
- Y9C Report Second Quarter 2016
- Y9C Report First Quarter 2016
- Y9C Report Fourth Quarter 2015
- Y9C Report Third Quarter 2015
- Y9C Report Second Quarter 2015
- Y9C Report First Quarter 2015
- Y9C Report Fourth Quarter 2014
- Y9C Report Third Quarter 2014
- Y9C Report Second Quarter 2014
- Y9C Report First Quarter 2014
- Y9C Report Fourth Quarter 2013
- Y9C Report Third Quarter 2013
- Y9C Report Second Quarter 2013
- Y9C Report First Quarter 2013
The Northern Trust Company
- Call Report Second Quarter 2020
- Balance Sheet Second Quarter 2020
- Call Report First Quarter 2020
- Balance Sheet First Quarter 2020
- Call Report Fourth Quarter 2019
- Balance Sheet Fourth Quarter 2019
- Call Report Third Quarter 2019
- Balance Sheet Third Quarter 2019
- Call Report Second Quarter 2019
- Balance Sheet Second Quarter 2019
- Call Report First Quarter 2019
- Balance Sheet First Quarter 2019
- Call Report Fourth Quarter 2018
- Balance Sheet Fourth Quarter 2018
- Call Report Third Quarter 2018
- Balance Sheet Third Quarter 2018
- Call Report Second Quarter 2018
- Balance Sheet Second Quarter 2018
- Call Report First Quarter 2018
- Balance Sheet First Quarter 2018
- Call Report Fourth Quarter 2017
- Balance Sheet Fourth Quarter 2017
- Call Report Third Quarter 2017
- Balance Sheet Third Quarter 2017
- Call Report Second Quarter 2017
- Balance Sheet Second Quarter 2017
- Call Report First Quarter 2017
- Balance Sheet First Quarter 2017
- Call Report Fourth Quarter 2016
- Balance Sheet Fourth Quarter 2016
- Call Report Third Quarter 2016
- Balance Sheet Third Quarter 2016
- Call Report Second Quarter 2016
- Balance Sheet Second Quarter 2016
- Call Report First Quarter 2016
- Balance Sheet First Quarter 2016
- Call Report Fourth Quarter 2015
- Balance Sheet Fourth Quarter 2015
- Call Report Third Quarter 2015
- Balance Sheet Third Quarter 2015
- Call Report Second Quarter 2015
- Balance Sheet Second Quarter 2015
- Call Report First Quarter 2015
- Balance Sheet First Quarter 2015
- Call Report Fourth Quarter 2014
- Balance Sheet Fourth Quarter 2014
- Call Report Third Quarter 2014
- Balance Sheet Third Quarter 2014
- Call Report Second Quarter 2014
- Balance Sheet Second Quarter 2014
- Call Report First Quarter 2014
- Balance Sheet First Quarter 2014
- Call Report Fourth Quarter 2013
- Balance Sheet Fourth Quarter 2013
- Call Report Third Quarter 2013
- Balance Sheet Third Quarter 2013
- Call Report Second Quarter 2013
- Balance Sheet Second Quarter 2013
- Call Report First Quarter 2013
- Balance Sheet First Quarter 2013
Pillar 3 requires qualitative and quantitative descriptions of capital structure, capital adequacy, internal control processes, risk management and the nature of underlying risks. The purpose of Pillar 3 disclosures is to provide information on banking institutions’ regulatory capital and risk management practices.
Below are links to the Basel Pillar 3 reports of Northern Trust Corporation and its non-U.S. legal entities for which publication on our website is required or recommended by regulators.
- Northern Trust Corporation
- Second Quarter 2020
- First Quarter 2020
- Fourth Quarter 2019
- Third Quarter 2019
- Second Quarter 2019
- First Quarter 2019
- Fourth Quarter 2018
- Third Quarter 2018
- Second Quarter 2018
- First Quarter 2018
- Fourth Quarter 2017
- Third Quarter 2017
- Second Quarter 2017
- First Quarter 2017
- Fourth Quarter 2016
- Third Quarter 2016
- Second Quarter 2016
- First Quarter 2016
- Fourth Quarter 2015
- Third Quarter 2015
- Second Quarter 2015
- First Quarter 2015
- Fourth Quarter 2014
- Third Quarter 2014
- Second Quarter 2014
- United Kingdom Northern Trust Global Services SE
- Northern Trust Global Investments Limited
- Northern Trust Securities LLP
- The Northern Trust Company of Saudi Arabia
- The Northern Trust Company Canada
- Second Quarter 2020
- First Quarter 2020
- Fourth Quarter 2019
- Third Quarter 2019
- Second Quarter 2019
- First Quarter 2019
- Fourth Quarter 2018
- Third Quarter 2018
- Second Quarter 2018
- First Quarter 2018
- Fourth Quarter 2017
- Third Quarter 2017
- Second Quarter 2017
- First Quarter 2017
- Fourth Quarter 2016
- Third Quarter 2016
- Second Quarter 2016
- First Quarter 2016
- Fourth Quarter 2015
- Third Quarter 2015
- Second Quarter 2015
- First Quarter 2015
- Fourth Quarter 2014
- Third Quarter 2014
- Second Quarter 2014
- First Quarter 2014
- Fourth Quarter 2013
- Third Quarter 2013
- Second Quarter 2013
- First Quarter 2013
- Second Quarter 2020
- First Quarter 2020
- Fourth Quarter 2019
- Third Quarter 2019
- Second Quarter 2019
- First Quarter 2019
- Fourth Quarter 2018
- Third Quarter 2018 (As amended and reposted February 14, 2019)
- Second Quarter 2018 (As amended and reposted February 14, 2019)
- 2020 Dodd-Frank Act Annual Stress Test Disclosure
- 2019 Dodd-Frank Act Mid-Cycle Stress Test Disclosure