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Financial Information and Regulatory Disclosures

Investor Relations Financial Performance Shareholder & Stock Information Credit Ratings and Analyst Coverage Corporate Governance

Earnings, Financial Supplements, Filings, Disclosures and Credit Ratings.

EARNINGS RELEASES AND FINANCIAL TRENDS SEC, 10K, 10Q Call and Y9C Reports Basel Pillar 3 Disclosures Liquidity Coverage Ratio Disclosure Dodd-Frank Act Stress Test Disclosure Global Tax Strategy

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Mark Bette

Senior Vice President, Director of Investor Relations

SEC Filings Alert

Receive E-mail Alerts of Northern Trust SEC Filings.

2020 Proxy Statement

View or Print [PDF]

View Interactive Version

View or Print Additional Materials [PDF]

2019 Annual Report

View or Print [PDF]

Annual Report Archive

EARNINGS RELEASES

Recent Earnings and Trends

Q2 Earnings Report

Second Quarter 2020 Earnings – Wednesday, July 22nd at 9:00am CT

Read Press Release

Presentation Slides

Listen to the Webcast

Q2 Trends Report

Second Quarter 2020 Earnings – Wednesday, July 22nd at 9:00am CT

Earnings and Trends Archive

Past Earnings Releases

First Quarter 2020 Earnings Release

Fourth Quarter 2019 Earnings Release

Third Quarter 2019 Earnings Release

Second Quarter 2019 Earnings Release

Past Trends Report

First Quarter 2020 Earnings Trends Report [PDF]

First quarter 2020 Earnings Trends Report [Excel]

SEC & REGULATORY FILINGS

SEC Filings

Recent Northern Trust filings with the Securities and Exchange Commission

Second Quarter - 2020
Viewable XBRL files are available on the SEC website.
Section 16 filings

SEC Filings Archive (with exhibits)

First Quarter - 2020
- Viewable XBRL files are available on the SEC website.
2019 Form 10-K

Viewable XBRL files are available on the SEC website.

Third Quarter - 2019
- Viewable XBRL files are available on the SEC website.
Second Quarter - 2019
- Viewable XBRL files are available on the SEC website.

Viewable XBRL files are available on the SEC website.

Call and Y9C Reports

Northern Trust Corporation

The Northern Trust Company

Basel Pillar 3 Disclosures

Pillar 3 requires qualitative and quantitative descriptions of capital structure, capital adequacy, internal control processes, risk management and the nature of underlying risks. The purpose of Pillar 3 disclosures is to provide information on banking institutions’ regulatory capital and risk management practices.

Below are links to the Basel Pillar 3 reports of Northern Trust Corporation and its non-U.S. legal entities for which publication on our website is required or recommended by regulators.

Market Risk Rule Disclosure

Liquidity Coverage Ratio Disclosure

Dodd-Frank Act Stress Test Disclosure

Global Tax Strategy

Global Tax Strategy 2019