Skip to content
    1. Overview
    2. Alternative Managers
    3. Consultants
    4. Corporations
    5. Family Offices
    6. Financial Advisors
    7. Financial Institutions
    8. Individuals & Families
    9. Insurance Companies
    10. Investment Managers
    11. Nonprofits
    12. Pension Funds
    13. Sovereign Entities
  1. Contact Us
  2. Search
  3. Client LoginClient Login

Financial Information and Regulatory Disclosures

Investor RelationsFinancial PerformanceShareholder & Stock InformationCredit Ratings and Analyst CoverageCorporate GovernanceAnnual Reports

Earnings, Financial Supplements, Filings, Disclosures and Credit Ratings.

EARNINGS RELEASES AND FINANCIAL TRENDSSEC, 10K, 10QCall and Y9C ReportsBasel Pillar 3 DisclosuresDodd-Frank Act Stress Test DisclosureGlobal Tax StrategyNET STABLE FUNDING RATIO DISCLOSURELiquidity Coverage Ratio Disclosure
hide 
Jennifer Childe image

Jennifer Childe, CFA

Senior Vice President, Director of Investor Relations

Grace Higgins

Second Vice President, Investor Relations

2022 Annual Report

2022 Annual Report and Message to Shareholders
Form 10-K for the Year Ended December 31, 2022 [PDF]

2023 Proxy Statement

Definitive Proxy Statement [PDF]
   

EARNINGS RELEASES

Recent Earnings and Trends

Q3 Earnings Report

Third Quarter 2023 Earnings Release Webcast – Wednesday, October 18th at 8:30 a.m. (CT)

Listen to the Webcast

Q3 Trends Report

Third Quarter 2023 Earnings Release Webcast – Wednesday, October 18th at 8:30 a.m. (CT)”

Earnings and Trends Archive

 

Past Earnings Releases

Second Quarter 2023 Earnings Release
First Quarter 2023 Earnings Release
Fourth Quarter 2022 Earnings Release
Third Quarter 2022 Earnings Release

Past Trends Report

Second Quarter 2023 Earnings Trends Report [PDF]
Second Quarter 2023 Earnings Trends Report [Excel]

SEC & REGULATORY FILINGS

 

 

SEC Filings

Recent Northern Trust filings with the Securities and Exchange Commission

SEC Filings Archive (with exhibits)

Call and Y9C Reports

Northern Trust Corporation

The Northern Trust Company

 

Basel Pillar 3 Disclosures

Pillar 3 requires qualitative and quantitative descriptions of capital structure, capital adequacy, internal control processes, risk management and the nature of underlying risks. The purpose of Pillar 3 disclosures is to provide information on banking institutions’ regulatory capital and risk management practices.

Below are links to the Basel Pillar 3 reports of Northern Trust Corporation and its non-U.S. legal entities for which publication on our website is required or recommended by regulators.

 

 

Market Risk Rule Disclosure

 

Dodd-Frank Act Stress Test Disclosure

 

Global Tax Strategy

Net Stable Funding Ratio Disclosure

 

Liquidity Coverage Ratio (LCR) Disclosure